Operations and Compliance Associate
Join Date: November 2022
Deion serves as the Operations and Compliance Associate and is responsible for helping manage the firm’s daily investment operations functions, working alongside members of the firm’s other departments to ensure the firm operates in an efficient manner. Deion also assists the CCO with monitoring business processes and performs routine audits to identify potential compliance risks, as well as, assisting with the implementation of new policies, systems, or controls designed to reduce risk.
Credentials & Education
Master’s Degree Accounting, Daemen University
Bachelor’s Degree Accounting, Daemen University
Deion resides in Greece, NY with his Girlfriend and their son. Deion is a huge Los Angeles Lakers and New York Jets fan. His hobbies include traveling, weight lifting, playing video games, and hiking. He is also an avid sneaker collector.